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Multi-Layer Precoding: A Potential Solution for Full-Dimensional Massive MIMO Systems | IEEE Journals & Magazine | IEEE Xplore

Multi-Layer Precoding: A Potential Solution for Full-Dimensional Massive MIMO Systems


Abstract:

Massive MIMO systems achieve high sum spectral efficiency by simultaneously serving large numbers of users. In time division duplexing systems, however, the reuse of upli...Show More

Abstract:

Massive MIMO systems achieve high sum spectral efficiency by simultaneously serving large numbers of users. In time division duplexing systems, however, the reuse of uplink training pilots among cells results in channel estimation errors, which causes downlink inter-cell interference. Handling this interference is challenging due to the large channel dimensionality and the high complexity associated with implementing large precoding/combining matrices. In this paper, we propose multi-layer precoding to enable efficient and low-complexity operation in full-dimensional massive MIMO, where a large number of antennas are used in two dimensions. In multi-layer precoding, the precoding matrix of each base station is written as a product of a number of precoding matrices. Multi-layer precoding: 1) leverages the directional characteristics of large-scale MIMO channels to manage inter-cell interference with low channel knowledge requirements and 2) allows for an efficient implementation using hybrid analog/digital architectures. We present and analyze a specific multi-layer precoding design for full-dimensional massive MIMO systems. The asymptotic optimality of the proposed design is then proved for some special yet important channels. Numerical simulations verify the analytical results and illustrate the potential gains of multi-layer precoding compared with other multi-cell precoding solutions.
Published in: IEEE Transactions on Wireless Communications ( Volume: 16, Issue: 9, September 2017)
Page(s): 5810 - 5824
Date of Publication: 21 June 2017

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Author image of Ahmed Alkhateeb
The University of Texas at Austin, Austin, TX, USA
Ahmed Alkhateeb (S’08– M’17) received the B.S. degree (Hons.) and the M.S. degree from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical and computer engineering from The University of Texas at Austin (UT Austin), in 2016. He is currently a Wireless Communications Researcher with Facebook, CA, USA. His research interests are in the broad area of communication theory, applied math,...Show More
Ahmed Alkhateeb (S’08– M’17) received the B.S. degree (Hons.) and the M.S. degree from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical and computer engineering from The University of Texas at Austin (UT Austin), in 2016. He is currently a Wireless Communications Researcher with Facebook, CA, USA. His research interests are in the broad area of communication theory, applied math,...View more
Author image of Geert Leus
Delft University of Technology, Delft, CD, Netherlands
Geert Leus received the M.Sc. and Ph.D. degrees in applied sciences from Katholieke Universiteit Leuven, Belgium, in 1996 and 2000, respectively. He currently is an Antoni van Leeuwenhoek Full Professor with the Faculty of Electrical Engineering, Mathematics and Computer Science, Delft University of Technology, The Netherlands. His research interests are in signal processing for communications. He is a fellow of the IEEE ...Show More
Geert Leus received the M.Sc. and Ph.D. degrees in applied sciences from Katholieke Universiteit Leuven, Belgium, in 1996 and 2000, respectively. He currently is an Antoni van Leeuwenhoek Full Professor with the Faculty of Electrical Engineering, Mathematics and Computer Science, Delft University of Technology, The Netherlands. His research interests are in signal processing for communications. He is a fellow of the IEEE ...View more
Author image of Robert W. Heath
The University of Texas at Austin, Austin, TX, USA
Robert W. Heath, Jr. (S’96–M’01–SM’06–F’11) received the B.S. and M.S. degrees from the University of Virginia, Charlottesville, VA, USA, in 1996 and 1997 respectively, and the Ph.D. degree from Stanford University, Stanford, CA, USA, in 2002, all in electrical engineering. From 1998 to 2001, he was a Senior Member of the Technical Staff, then a Senior Consultant with Iospan Wireless Inc., San Jose, CA, USA, where he was ...Show More
Robert W. Heath, Jr. (S’96–M’01–SM’06–F’11) received the B.S. and M.S. degrees from the University of Virginia, Charlottesville, VA, USA, in 1996 and 1997 respectively, and the Ph.D. degree from Stanford University, Stanford, CA, USA, in 2002, all in electrical engineering. From 1998 to 2001, he was a Senior Member of the Technical Staff, then a Senior Consultant with Iospan Wireless Inc., San Jose, CA, USA, where he was ...View more

Author image of Ahmed Alkhateeb
The University of Texas at Austin, Austin, TX, USA
Ahmed Alkhateeb (S’08– M’17) received the B.S. degree (Hons.) and the M.S. degree from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical and computer engineering from The University of Texas at Austin (UT Austin), in 2016. He is currently a Wireless Communications Researcher with Facebook, CA, USA. His research interests are in the broad area of communication theory, applied math, and signal processing. In the context of wireless communication, his interests include mmWave communication and massive MIMO systems. He was a recipient of the 2012–2013 UT Austin’s MCD Fellowship and the 2016 IEEE Signal Processing Society Young Author Best Paper Award.
Ahmed Alkhateeb (S’08– M’17) received the B.S. degree (Hons.) and the M.S. degree from Cairo University, Egypt, in 2008 and 2012, respectively, and the Ph.D. degree in electrical and computer engineering from The University of Texas at Austin (UT Austin), in 2016. He is currently a Wireless Communications Researcher with Facebook, CA, USA. His research interests are in the broad area of communication theory, applied math, and signal processing. In the context of wireless communication, his interests include mmWave communication and massive MIMO systems. He was a recipient of the 2012–2013 UT Austin’s MCD Fellowship and the 2016 IEEE Signal Processing Society Young Author Best Paper Award.View more
Author image of Geert Leus
Delft University of Technology, Delft, CD, Netherlands
Geert Leus received the M.Sc. and Ph.D. degrees in applied sciences from Katholieke Universiteit Leuven, Belgium, in 1996 and 2000, respectively. He currently is an Antoni van Leeuwenhoek Full Professor with the Faculty of Electrical Engineering, Mathematics and Computer Science, Delft University of Technology, The Netherlands. His research interests are in signal processing for communications. He is a fellow of the IEEE and a fellow of the EURASIP. He received the 2002 IEEE Signal Processing Society Young Author Best Paper Award and the 2005 IEEE Signal Processing Society Best Paper Award. He was the Chair of the IEEE Signal Processing for Communications and Networking Technical Committee, and an Associate Editor for the IEEE Transactions on Signal Processing, the IEEE Transactions on Wireless Communications, the IEEE Signal Processing Letters, and the EURASIP Journal on Advances in Signal Processing. He is currently a Member-at-Large of the Board of Governors of the IEEE Signal Processing Society and a member of the IEEE Sensor Array and Multichannel Technical Committee. He serves as the Editor in Chief of the EURASIP Journal on Advances in Signal Processing.
Geert Leus received the M.Sc. and Ph.D. degrees in applied sciences from Katholieke Universiteit Leuven, Belgium, in 1996 and 2000, respectively. He currently is an Antoni van Leeuwenhoek Full Professor with the Faculty of Electrical Engineering, Mathematics and Computer Science, Delft University of Technology, The Netherlands. His research interests are in signal processing for communications. He is a fellow of the IEEE and a fellow of the EURASIP. He received the 2002 IEEE Signal Processing Society Young Author Best Paper Award and the 2005 IEEE Signal Processing Society Best Paper Award. He was the Chair of the IEEE Signal Processing for Communications and Networking Technical Committee, and an Associate Editor for the IEEE Transactions on Signal Processing, the IEEE Transactions on Wireless Communications, the IEEE Signal Processing Letters, and the EURASIP Journal on Advances in Signal Processing. He is currently a Member-at-Large of the Board of Governors of the IEEE Signal Processing Society and a member of the IEEE Sensor Array and Multichannel Technical Committee. He serves as the Editor in Chief of the EURASIP Journal on Advances in Signal Processing.View more
Author image of Robert W. Heath
The University of Texas at Austin, Austin, TX, USA
Robert W. Heath, Jr. (S’96–M’01–SM’06–F’11) received the B.S. and M.S. degrees from the University of Virginia, Charlottesville, VA, USA, in 1996 and 1997 respectively, and the Ph.D. degree from Stanford University, Stanford, CA, USA, in 2002, all in electrical engineering. From 1998 to 2001, he was a Senior Member of the Technical Staff, then a Senior Consultant with Iospan Wireless Inc., San Jose, CA, USA, where he was involved in the design and implementation of the physical and link layers of the first commercial MIMO-OFDM communication system. Since 2002, he has been with the Department of Electrical and Computer Engineering, The University of Texas at Austin, where he has been a Cullen Trust for Higher Education Endowed Professor, and a member of the Wireless Networking and Communications Group. He is also the President and CEO of MIMO Wireless Inc. He authored Introduction to Wireless Digital Communication (Prentice Hall, 2017) and Digital Wireless Communication: Physical Layer Exploration Laboratory Using the NI USRP (National Technology and Science Press, 2012), and co-authored Millimeter Wave Wireless Communications (Prentice Hall, 2014).
Dr. Heath has been a co-author of fifteen award winning conference and journal papers, including the 2010 and 2013 EURASIP Journal on Wireless Communications and Networking Best Paper Awards, the 2012 Signal Processing Magazine Best Paper Award, the 2013 Signal Processing Society Best Paper Award, the 2014 EURASIP Journal on Advances in Signal Processing Best Paper Award, the 2014 Journal of Communications and Networks Best Paper Award, the 2016 IEEE Communications Society Fred W. Ellersick Prize, the 2016 IEEE Communications and Information Theory Societies Joint Paper Award, the 2017 IEEE Marconi Prize Paper Award in Wireless Communications, and the 2017 EURASIP Technical Achievement Award. He was a Distinguished Lecturer in the IEEE Signal Processing Society and is an ISI Highly Cited Researcher. He is also an Elected Member of the Board of Governors for the IEEE Signal Processing Society, a licensed amateur radio operator, a private pilot, and a registered Professional Engineer in Texas.
Robert W. Heath, Jr. (S’96–M’01–SM’06–F’11) received the B.S. and M.S. degrees from the University of Virginia, Charlottesville, VA, USA, in 1996 and 1997 respectively, and the Ph.D. degree from Stanford University, Stanford, CA, USA, in 2002, all in electrical engineering. From 1998 to 2001, he was a Senior Member of the Technical Staff, then a Senior Consultant with Iospan Wireless Inc., San Jose, CA, USA, where he was involved in the design and implementation of the physical and link layers of the first commercial MIMO-OFDM communication system. Since 2002, he has been with the Department of Electrical and Computer Engineering, The University of Texas at Austin, where he has been a Cullen Trust for Higher Education Endowed Professor, and a member of the Wireless Networking and Communications Group. He is also the President and CEO of MIMO Wireless Inc. He authored Introduction to Wireless Digital Communication (Prentice Hall, 2017) and Digital Wireless Communication: Physical Layer Exploration Laboratory Using the NI USRP (National Technology and Science Press, 2012), and co-authored Millimeter Wave Wireless Communications (Prentice Hall, 2014).
Dr. Heath has been a co-author of fifteen award winning conference and journal papers, including the 2010 and 2013 EURASIP Journal on Wireless Communications and Networking Best Paper Awards, the 2012 Signal Processing Magazine Best Paper Award, the 2013 Signal Processing Society Best Paper Award, the 2014 EURASIP Journal on Advances in Signal Processing Best Paper Award, the 2014 Journal of Communications and Networks Best Paper Award, the 2016 IEEE Communications Society Fred W. Ellersick Prize, the 2016 IEEE Communications and Information Theory Societies Joint Paper Award, the 2017 IEEE Marconi Prize Paper Award in Wireless Communications, and the 2017 EURASIP Technical Achievement Award. He was a Distinguished Lecturer in the IEEE Signal Processing Society and is an ISI Highly Cited Researcher. He is also an Elected Member of the Board of Governors for the IEEE Signal Processing Society, a licensed amateur radio operator, a private pilot, and a registered Professional Engineer in Texas.View more
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