Abstract:
Underactuated systems are a class of systems in which the number of control inputs is less than the degrees of freedom (DoFs) to be controlled. With the increasing demand...Show MoreMetadata
Abstract:
Underactuated systems are a class of systems in which the number of control inputs is less than the degrees of freedom (DoFs) to be controlled. With the increasing demand for the control performance of underactuated systems, the current research on their optimization of steady-state performance is no longer sufficient. However, owing to limited control inputs, ensuring their transient performance is often difficult. Moreover, some specific composite variables in underactuated systems should be kept within the preset ranges, which poses a significant challenge to collision avoidance safety. In addition, the sensor noises are also an issue that cannot be ignored. To this end, an extended Kalman filtering-based nonlinear model predictive control method for underactuated systems is developed in this article. The key feature of this method is that it simultaneously ensures accurate positioning, multiple constraints, and obstacle avoidance. Specifically, by adding an artificial potential field as an obstacle avoidance penalty term in the cost function and dynamically assigning weight coefficients, efficient collision avoidance control is achieved. Furthermore, it is combined with the extended Kalman filtering and jointly applied to underactuated systems with sensor noises. To the best of our knowledge, it is the first control method that simultaneously considers full-state constraints, specific composite variable constraints, control input and its increment constraints, as well as obstacle avoidance in underactuated systems. The satisfactory control performance of the proposed method is validated by implementing it on two typical underactuated systems, that is, four-DoF overhead cranes and five-DoF tower cranes.
Published in: IEEE Transactions on Cybernetics ( Volume: 55, Issue: 1, January 2025)
Funding Agency:

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Meng Zhai received the B.S. degree in automation from Jilin University, Changchun, China, in 2021. He is currently pursuing the Ph.D. degree in artificial intelligence under the supervision of Dr. Ning Sun with the Institute of Robotics and Automatic Information Systems, Nankai University, Tianjin, China.
His research interests are the planning and nonlinear/intelligent control of underactuated systems.
Meng Zhai received the B.S. degree in automation from Jilin University, Changchun, China, in 2021. He is currently pursuing the Ph.D. degree in artificial intelligence under the supervision of Dr. Ning Sun with the Institute of Robotics and Automatic Information Systems, Nankai University, Tianjin, China.
His research interests are the planning and nonlinear/intelligent control of underactuated systems.View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Tong Yang (Member, IEEE) received the B.S. degree in automation and the Ph.D. degree in control science and engineering from Nankai University, Tianjin, China, in 2017 and 2022, respectively.
She is currently a Lecturer with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. Her research interests include the nonlinear control of pneumatic artificial muscle-actuated robots and unde...Show More
Tong Yang (Member, IEEE) received the B.S. degree in automation and the Ph.D. degree in control science and engineering from Nankai University, Tianjin, China, in 2017 and 2022, respectively.
She is currently a Lecturer with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. Her research interests include the nonlinear control of pneumatic artificial muscle-actuated robots and unde...View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Qingxiang Wu (Member, IEEE) received the B.S. degree in vehicle engineering from Shandong Agricultural University, Taian, China, in 2015, and the M.S. and Ph.D. degrees in vehicle engineering from the Wuhan University of Technology, Wuhan, China, in 2017 and 2021, respectively.
He is currently a Research Assistant (Postdoctoral Fellow) with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhe...Show More
Qingxiang Wu (Member, IEEE) received the B.S. degree in vehicle engineering from Shandong Agricultural University, Taian, China, in 2015, and the M.S. and Ph.D. degrees in vehicle engineering from the Wuhan University of Technology, Wuhan, China, in 2017 and 2021, respectively.
He is currently a Research Assistant (Postdoctoral Fellow) with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhe...View more

Research and Informatization Department, Taian Quality and Technical Inspection and Testing Institute (Taian Special Equipment Inspection and Research Institute), Taian, China
Shudong Guo received the M.S. degree in mechanical design and theory from the Taiyuan University of Science and Technology, Taiyuan, China, in 2010, and the Ph.D. degree in dynamics and control from the Dalian University of Technology, Dalian, China, in 2021.
From July 2010 to July 2016, he worked with Shenyang Special Equipment Testing and Research Institute, Shenyang, China, mainly focusing on the inspection and accident...Show More
Shudong Guo received the M.S. degree in mechanical design and theory from the Taiyuan University of Science and Technology, Taiyuan, China, in 2010, and the Ph.D. degree in dynamics and control from the Dalian University of Technology, Dalian, China, in 2021.
From July 2010 to July 2016, he worked with Shenyang Special Equipment Testing and Research Institute, Shenyang, China, mainly focusing on the inspection and accident...View more

Mechanical and Electrical Department, Shandong Luneng Special Equipment Inspection and Testing Company Ltd., Linyi, China
Ruiping Pang is currently a Director (Testing Responsibility Engineer) with the Mechanical and Electrical Department, Shandong Luneng Special Equipment Inspection and Testing Company, Ltd, Linyi, China. Her research interests inspection and testing for special equipment, such as cranes and elevators.
Ruiping Pang is currently a Director (Testing Responsibility Engineer) with the Mechanical and Electrical Department, Shandong Luneng Special Equipment Inspection and Testing Company, Ltd, Linyi, China. Her research interests inspection and testing for special equipment, such as cranes and elevators.View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Ning Sun (Senior Member, IEEE) received the B.S. degree in measurement & control technology and instruments (with Hons.) from Wuhan University, Wuhan, China, in 2009, and the Ph.D. degree in control theory and control engineering (with Hons.) from Nankai University, Tianjin, China, in 2014.
He is currently a Professor with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. His rese...Show More
Ning Sun (Senior Member, IEEE) received the B.S. degree in measurement & control technology and instruments (with Hons.) from Wuhan University, Wuhan, China, in 2009, and the Ph.D. degree in control theory and control engineering (with Hons.) from Nankai University, Tianjin, China, in 2014.
He is currently a Professor with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. His rese...View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Meng Zhai received the B.S. degree in automation from Jilin University, Changchun, China, in 2021. He is currently pursuing the Ph.D. degree in artificial intelligence under the supervision of Dr. Ning Sun with the Institute of Robotics and Automatic Information Systems, Nankai University, Tianjin, China.
His research interests are the planning and nonlinear/intelligent control of underactuated systems.
Meng Zhai received the B.S. degree in automation from Jilin University, Changchun, China, in 2021. He is currently pursuing the Ph.D. degree in artificial intelligence under the supervision of Dr. Ning Sun with the Institute of Robotics and Automatic Information Systems, Nankai University, Tianjin, China.
His research interests are the planning and nonlinear/intelligent control of underactuated systems.View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Tong Yang (Member, IEEE) received the B.S. degree in automation and the Ph.D. degree in control science and engineering from Nankai University, Tianjin, China, in 2017 and 2022, respectively.
She is currently a Lecturer with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. Her research interests include the nonlinear control of pneumatic artificial muscle-actuated robots and underactuated systems, including rotary cranes, offshore cranes, and tower cranes.
Dr. Yang serves as an Associate Editor (Editorial Board Member) for Measurement and Control and Transactions of the Institute of Measurement and Control.
Tong Yang (Member, IEEE) received the B.S. degree in automation and the Ph.D. degree in control science and engineering from Nankai University, Tianjin, China, in 2017 and 2022, respectively.
She is currently a Lecturer with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. Her research interests include the nonlinear control of pneumatic artificial muscle-actuated robots and underactuated systems, including rotary cranes, offshore cranes, and tower cranes.
Dr. Yang serves as an Associate Editor (Editorial Board Member) for Measurement and Control and Transactions of the Institute of Measurement and Control.View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Qingxiang Wu (Member, IEEE) received the B.S. degree in vehicle engineering from Shandong Agricultural University, Taian, China, in 2015, and the M.S. and Ph.D. degrees in vehicle engineering from the Wuhan University of Technology, Wuhan, China, in 2017 and 2021, respectively.
He is currently a Research Assistant (Postdoctoral Fellow) with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. His research interests include intelligent control for underactuated systems, such as cranes, and their industrial applications, soft robotics, and bioinspired robots.
Qingxiang Wu (Member, IEEE) received the B.S. degree in vehicle engineering from Shandong Agricultural University, Taian, China, in 2015, and the M.S. and Ph.D. degrees in vehicle engineering from the Wuhan University of Technology, Wuhan, China, in 2017 and 2021, respectively.
He is currently a Research Assistant (Postdoctoral Fellow) with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. His research interests include intelligent control for underactuated systems, such as cranes, and their industrial applications, soft robotics, and bioinspired robots.View more

Research and Informatization Department, Taian Quality and Technical Inspection and Testing Institute (Taian Special Equipment Inspection and Research Institute), Taian, China
Shudong Guo received the M.S. degree in mechanical design and theory from the Taiyuan University of Science and Technology, Taiyuan, China, in 2010, and the Ph.D. degree in dynamics and control from the Dalian University of Technology, Dalian, China, in 2021.
From July 2010 to July 2016, he worked with Shenyang Special Equipment Testing and Research Institute, Shenyang, China, mainly focusing on the inspection and accident investigation and handling of special equipment, such as cranes and elevators. He is currently a Director with the Research and Informatization Department, Taian Quality and Technical Inspection and Testing Institute (Taian Special Equipment Inspection and Research Institute), Taian, China. His research interests include inspection, accident investigation and handling, and technical research for special equipment, such as cranes.
Shudong Guo received the M.S. degree in mechanical design and theory from the Taiyuan University of Science and Technology, Taiyuan, China, in 2010, and the Ph.D. degree in dynamics and control from the Dalian University of Technology, Dalian, China, in 2021.
From July 2010 to July 2016, he worked with Shenyang Special Equipment Testing and Research Institute, Shenyang, China, mainly focusing on the inspection and accident investigation and handling of special equipment, such as cranes and elevators. He is currently a Director with the Research and Informatization Department, Taian Quality and Technical Inspection and Testing Institute (Taian Special Equipment Inspection and Research Institute), Taian, China. His research interests include inspection, accident investigation and handling, and technical research for special equipment, such as cranes.View more

Mechanical and Electrical Department, Shandong Luneng Special Equipment Inspection and Testing Company Ltd., Linyi, China
Ruiping Pang is currently a Director (Testing Responsibility Engineer) with the Mechanical and Electrical Department, Shandong Luneng Special Equipment Inspection and Testing Company, Ltd, Linyi, China. Her research interests inspection and testing for special equipment, such as cranes and elevators.
Ruiping Pang is currently a Director (Testing Responsibility Engineer) with the Mechanical and Electrical Department, Shandong Luneng Special Equipment Inspection and Testing Company, Ltd, Linyi, China. Her research interests inspection and testing for special equipment, such as cranes and elevators.View more

Institute of Intelligence Technology and Robotic Systems, Shenzhen Research Institute of Nankai University, Shenzhen, China
Institute of Robotics and Automatic Information Systems, College of Artificial Intelligence, and the TBI Center, Nankai University, Tianjin, China
Ning Sun (Senior Member, IEEE) received the B.S. degree in measurement & control technology and instruments (with Hons.) from Wuhan University, Wuhan, China, in 2009, and the Ph.D. degree in control theory and control engineering (with Hons.) from Nankai University, Tianjin, China, in 2014.
He is currently a Professor with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. His research interests include intelligent control for mechatronic/robotic systems with an emphasis on (industrial) applications.
Prof. Sun received the Machines 2021 Young Investigator Award, the Prestigious Japan Society for the Promotion of Science (JSPS) Postdoctoral Fellowship for Research in Japan (Standard) in 2018, the International Journal of Control, Automation, and Systems Best Associate Editor Award in 2023, the IEEE Transactions on Systems, Man, and Cybernetics: Systems Outstanding Associate Editor in 2024, and several journal/conference best/outstanding paper awards. He serves as an Associate Editor for several journals, including IEEE Transactions on Industrial Electronics, IEEE Transactions on Intelligent Transportation Systems, IEEE Transactions on Systems, Man, and Cybernetics: Systems, IEEE Systems Journal, and Journal of Field Robotics.
Ning Sun (Senior Member, IEEE) received the B.S. degree in measurement & control technology and instruments (with Hons.) from Wuhan University, Wuhan, China, in 2009, and the Ph.D. degree in control theory and control engineering (with Hons.) from Nankai University, Tianjin, China, in 2014.
He is currently a Professor with Nankai University and the Shenzhen Research Institute of Nankai University, Shenzhen, China. His research interests include intelligent control for mechatronic/robotic systems with an emphasis on (industrial) applications.
Prof. Sun received the Machines 2021 Young Investigator Award, the Prestigious Japan Society for the Promotion of Science (JSPS) Postdoctoral Fellowship for Research in Japan (Standard) in 2018, the International Journal of Control, Automation, and Systems Best Associate Editor Award in 2023, the IEEE Transactions on Systems, Man, and Cybernetics: Systems Outstanding Associate Editor in 2024, and several journal/conference best/outstanding paper awards. He serves as an Associate Editor for several journals, including IEEE Transactions on Industrial Electronics, IEEE Transactions on Intelligent Transportation Systems, IEEE Transactions on Systems, Man, and Cybernetics: Systems, IEEE Systems Journal, and Journal of Field Robotics.View more