Dual-band Air-Ground Radio Performance: Example Flight Test Results

We recently concluded a four-year University Leadership Initiative (ULI) project sponsored by NASA, which investigated multiple aviation communications technology areas aimed at enhancing future aviation safety. These areas were dual-band air-ground communications for air traffic management, detection and interdiction of small drones, and high-capacity terrestrial airport communications networking. In this paper we report on flight test results of our dual-band radios. These radios were designed to use a spectrally efficient multi-carrier modulation, filterbank multicarrier (FBMC), which we had previously shown to improve resilience to high-power distance measurement equipment (DME) adjacent-channel interference, in comparison to existing orthogonal frequency division multiplexing (OFDM) schemes. In our NASA project, we designed the FBMC radios to extend performance even further, using the following techniques: (i) simultaneous dual-band transmission and reception; (ii) ground station (GS) spatial diversity; (iii) higher-order modulation for a factor of 5 capacity increase over QPSK; (iv) a Doppler-resilient option using a smaller number of subcarriers; and, (v) 5-MHz bandwidth C-band transmissions for an order of magnitude capacity increase over existing 500-kHz channel schemes. To our knowledge, these are novel achievements for civil aviation, and our flight test results attained a technology readiness level (TRL) of 5. In this paper we briefly describe the project history, in which we spent approximately one year working with Boeing to participate in one of their Eco-Demonstrator flight trials, and obtained special temporary authorizations to transmit in both the L-band and C-band, from the FAA, the FCC, and the DoD. When COVID-19 dispersed worldwide, Boeing was no longer able to support us, so we revised our plans and teamed with the South Carolina Civil Air Patrol (SC CAP) to conduct smaller-scale flight tests. This paper summarizes the radio designs and the novel features we employed, as well as analyses, computer simulations, and laboratory tests prior to terrestrial mobile testing, all of which culminated in our successful flight tests. We show example flight test results that serve as proof of concept for all the five aforementioned radio performance enhancements. Example results include signal-to-noise ratio and bit error ratio, diversity gains, and throughput gains through both higher-order modulation and wider bandwidth channels. We also report on some lessons learned, and some ideas for future advancement of our work.

I. Introduction

Civil aviation continues to grow. New vehicle types, such as uncrewed aircraft systems (UAS, or UA vehicles a.k.a. UAVs, or drones), and new services such as Advanced Air Mobility [1] will change or at least stress traditional air traffic management (ATM) operational rules. Air traffic density is also expected to increase, notably so for AAM in and near urban areas—sometimes termed urban air mobility (UAM), a subset of AAM.