An Almost Optimal Rank Bound for Depth-3 Identities

We show that the rank of a depth-3 circuit (over any field) that is simple, minimal and zero is at most O(k
³
log d). The previous best rank bound known was 2
^O(k2)
(log d)
^k-2
by Dvir and Shpilka (STOC 2005). This almost resolves the rank question first posed by Dvir and Shpilka (as we also provide a simple and minimal identity of rank Omega(k log d)). Our rank bound significantly improves (dependence on k exponentially reduced) the best known deterministic black-box identity tests for depth-3 circuits by Karnin and Shpilka (CCC 2008). Our techniques also shed light on the factorization pattern of nonzero depth-3 circuits, most strikingly: the rank of linear factors of a simple, minimal and nonzero depth-3 circuit (over any field) is at most O(
^k3
log d). The novel feature of this work is a new notion of maps between sets of linear forms, called ideal matchings, used to study depth-3 circuits. We prove interesting structural results about depth-3 identities using these techniques. We believe that these can lead to the goal of a deterministic polynomial time identity test for these circuits.