Federated Meta-Learning for Few-Shot Fault Diagnosis With Representation Encoding

Deep-learning (DL)-based fault diagnosis (FD) approaches require a large amount of training data, which are difficult to obtain since they are located across different entities. Federated learning (FL) enables multiple clients to collaboratively train a shared model with data privacy guaranteed. However, the domain discrepancy and data scarcity problems among clients deteriorate the performance of the global FL model. To tackle these issues, we propose a novel framework called representation-encoding-based federated meta-learning (REFML) for few-shot FD. First, a novel training strategy based on representation encoding and meta-learning is developed. It harnesses the inherent heterogeneity among training clients, effectively transforming it into an advantage for out-of-distribution (OOD) generalization on unseen working conditions or equipment types. In addition, an adaptive interpolation method that calculates the optimal combination of local and global models as the initialization of local training is proposed. This helps further use local information to mitigate the negative effects of domain discrepancy. As a result, high diagnostic accuracy can be achieved on unseen working conditions or equipment types with limited training data. Compared with the state-of-the-art methods, such as FedProx, the proposed REFML framework achieves an increase in accuracy by 2.17%–6.50% when tested on unseen working conditions of the same equipment type and 13.44%–18.33% when tested on totally unseen equipment types, respectively.