Out-of-Band Millimeter Wave Beamforming and Communications to Achieve Low Latency and High Energy Efficiency in 5G Systems

Communications in the millimeter wave (mmWave) band faces significant challenges due to variable channels, intermittent connectivity, and high energy usage. Moreover, speeds for electronic processing of data is of the same order as typical rates for mmWave interfaces, making the use of complex algorithms for tracking channel variations and adjusting resources impractical. In order to mitigate some of these challenges, we propose an architecture that integrates the sub-6 GHz and mmWave technologies. Our system exploits the spatial correlations between the sub-6 GHz and mmWave interfaces for beamforming and data transfer. Based on extensive experimentation in indoor and outdoor settings, we demonstrate that analog beamforming can be used in mmWave without incurring large overhead, thanks to the spatial correlations with sub-6 GHz. In addition, we incorporate the sub-6 GHz interface as a fallback (secondary) data transfer mechanism such that: 1) the negative effects of highly intermittent mmWave connectivity are mitigated and 2) the abundant mmWave capacity is fully exploited. To achieve these goals, we consider the problem of scheduling the arrival traffic over the mmWave or sub-6 GHz in order to maximize the mmWave throughput while delay (due to mmWave outages) is guaranteed to be bounded. We prove using subadditivity analysis that the optimal scheduling policy is based on a single threshold that can be easily adopted despite high link variations. Numerical results demonstrate that our scheduler provides a bounded mmWave delay performance, while it achieves a similar throughput performance as the throughput-optimal policies (e.g., MaxWeight).